Preparing Your BSA Modeling Environment for Examinations and Audits
This webinar will provide attendees with a number of BSA/AML related fundamental modeling governance considerations to prepare your institution for an upcoming examination or audit. Governance components to be discussed include policies and procedures, model certifications and validations, alert management, and surveillance monitoring system supporting documentation.
Director of BSA/AML Services, Velligan-Blaxall Consultants, LLC
Dominic Serrao is a Director of BSA/AML Services at Velligan-Blaxall Consultants, LLC. In addition to managing the BSA/AML division, he performs institution specific and customized validation engagements, and provides advisory services on regulatory compliance, model implementation and model usage. With a background as a compliance and risk specialist, internal auditor and model implementation consultant, he has extensive experience with a variety of BSA/AML models and solutions.
Dominic received his Bachelor of Economics degree from Washington & Jefferson College and has a Certified Anti-Money Laundering Specialist (CAMS) certification.
Registration to the live session includes:
- One online connection
- CPE credit for registrant
- Permission to reproduce the handouts and other written material for additional attendees at your location
Only registered attendees of the live session can obtain CPE credit. Attendees of FMS live webinars also receive two views of the On-Demand version of the program they attend. Use this bonus feature to share the program with colleagues or as a refresher at a later date. Instructions for viewing the on-demand session will be emailed to you at the conclusion of the live event.
|| Earn up to 1 hours of CPE credit.
- Level: Basic
- Prerequisites: None
- Advance preparation: None
- Field of Study: Finance
- Instructional Method: Group Internet Based
- Length: 60 minutes
For more information regarding administrative policies such as concerns or refunds, call 800-ASK-4FMS (800-275-4367). FMS is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses. Complaints regarding sponsors may be addressed to: The National Registry of CPE Sponsors, 150 Fourth Avenue, North, Suite 700, Nashville, TN 37219-2417 Web: www.nasba.org.
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